Avaliação da segurança e da eficácia de nanocápsulas poliméricas contendo clorexidina na redução da pneumonia associada à ventilação mecânica: um estudo pré-clínico e clínico
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Universidade Estadual de Ponta Grossa
Abstract
With the innovative aim of preventing ventilator-associated pneumonia, this study aimed to pre-
clinically and clinically evaluate the safety and efficacy of polymeric nanocapsule suspensions
containing 0.48% chlorhexidine prepared using the interfacial deposition method with Eudragit® RS
100 polymer. In the pre-clinical phase, 30 Wistar rats were divided into 5 groups (n=6): group 1: 0.9%
saline solution (positive control), group 2: pure chlorhexidine (CLX), group 3: nanocapsules without
chlorhexidine (NANO_0), group 4: nanocapsules with chlorhexidine (N_ CLX) and group 5: 5%
formalin (F). 0.1 mL of the substance was administered subcutaneously, and the inflammatory
response was assessed 3, 6, and 24 hours after application. The ANOVA test with Tukey's post-hoc
test was used to compare the groups, with statistical significance p>0.05. In the clinical phase, a
double-blind randomized study was conducted, guided by the STROBE tool. The study included 100
patients admitted to an intensive care unit. The sample was calculated using the G * Power 3.1
software. This resulted in 50 patients in the intervention group who used 0.48% chlorhexidine
nanocapsules and underwent oral hygiene once a day and 50 patients in the control group who used
conventional 0.12% chlorhexidine and underwent oral hygiene four times a day. The inclusion criteria
were patients over the age of 18 undergoing orotracheal intubation and using invasive mechanical
ventilation for at least 120 hours. In both groups, in the first 24 hours after intubation, samples of
pulmonary secretion were collected using a tracheal aspirate and oral microbiota using a swab. A new
buccal swab was collected from both groups 72 hours after the start of treatment. During the
intubation period, examinations and clinical data were used to define ventilator-associated pneumonia.
The results of the pre-clinical phase showed that the nanocapsule with chlorhexidine did not cause a
significant inflammatory response when the intervention and control groups were compared. In the
clinical phase, greater effectiveness was observed in reducing microorganisms both in the oral cavity
and in the tracheal aspirate of patients who used the nanocapsule with chlorhexidine 0.48% once a
day, with a 40% reduction in positive results between the 1st and 2nd oral swabs, including multi-
resistant bacteria such as Staphylococcus aureus MRSA, Acinetobacter baumannii MR, Klebsiella
pneumoniae MR, and Klebsiella pneumonia KPC. About the diagnosis of ventilator-associated
pneumonia, the intervention group saw a reduction from 25.26% of cases to 20%, while the
chlorhexidine 0.12% group saw an increase from 22.22% to 24.28%. As for the clinical outcome, the
intervention group had a higher proportion of hospital discharges n=28 (56%) compared to the control
group n=19 (38%). As for mortality, the control group had 31 deaths (62%) and the intervention group
22 (44%) with a p-value of 0.07 and OR of 1.41. The results show that nanotechnology has proven to
be an effective strategy for preventing respiratory system infections in the hospital environment.
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BONATTO, Simonei. Avaliação da segurança e da eficácia de nanocápsulas poliméricas contendo clorexidina na redução da pneumonia associada à ventilação mecânica: um estudo pré-clínico e clínico. 2025. Tese (Doutorado em Ciências Farmacêuticas) - Universidade Estadual de Ponta Gross, Ponta Grossa, 2025.
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